Heather Thompson

Compliance Analyst

As a Compliance Analyst, Heather focuses on ensuring the firm is compliant with industry rules and regulations including data testing, system additions, licensing, and registration for transitions and monthly/quarterly reports. Prior to joining NewEdge Advisors, Heather worked for Wunderlich Securities and B. Riley Wealth Management for 12 years.  

Heather graduated from Mound Westonka High School and completed several college courses before joining the workforce. She is originally from the Lake Minnetonka area in Minnesota and currently resides in Memphis, TN. In her spare time, she enjoys reading as well as spending time with friends, family, and her pets Daisy and Hobbes.