As Compliance Officer, Jessica is responsible for coordinating annual and quarterly reporting, including quarterly transaction reports, annual holdings report, annual code of ethics attestation, conducting 206(4)-7 reviews, and creating exception reports when necessary. She also works with our Chief Compliance Officer to provide oversight of our business.
With nearly 15 years of experience, Jessica previously worked for B. Riley Wealth Management and was the Chief Compliance Officer of Kelman-Lazarov. She earned her Bachelor of Business Administration in Managerial Finance from the University of Mississippi. She also maintains her SIE and Series 4, 7, 9/10, 24, 53, and 66 securities licenses. Jessica currently resides in Germantown, TN with her husband, three children, and two rescue dogs. In her spare time, she enjoys soccer, watersports, and anything Ole Miss.