Leslie Penka

Compliance Officer

As a Compliance Officer, Leslie is responsible for supervising our branch offices and working with our Chief Compliance Officer to provide oversight of our business. Leslie has worked for a variety of broker-dealers and RIA firms within the Kansas City metro area over the course of her 20-year career. She earned her Bachelor of Arts in Psychology from Drury University. She also maintains her Series 7, 24, 53, 63, and 66 securities licenses. 

Leslie currently resides in Lenexa, KS. In her spare time, she enjoys spending time with her family, traveling, reading, and watching/attending sporting events.