David Schnier

David Schnier

As our general counsel, David is responsible for all legal and regulatory affairs impacting the business. Prior to joining NewEdge Wealth, David was a partner at The Private Wealth Partners where he was responsible for all legal matters and providing compliance...
Christie Mumpower

Christie Mumpower

Christie is a Compliance Officer with more than 10 years of experience in financial services and a strong background in client service and operational support. In her role, she supports key oversight processes, including regulatory filings, marketing reviews,...
Chad Nichter

Chad Nichter

Chad is a Senior Compliance Officer at NewEdge Advisors. He has 12 years of experience in the financial services industry, including prior roles as a Client Associate, Operations and Compliance Specialist, and Transition Specialist. In these roles, Chad had the...
Aaron Spear

Aaron Spear

Aaron is a Compliance Officer with over 25 years of experience in the financial services industry, with a background spanning Institutional Operations, Wealth Management, and Compliance Supervision. In his current role, he focuses on implementing the firm’s advisory...
Will Brand, CRCP®

Will Brand, CRCP®

Will Brand, CRCP® joined NewEdge Advisors as the Chief Compliance Officer in 2022. As the CCO, along with the rest of the Compliance team, Will is responsible for designing, implementing, and executing the regulatory compliance program of NewEdge Advisors and to do so...