Christie is a Compliance Officer with more than 10 years of experience in financial services and a strong background in client service and operational support. In her role, she supports key oversight processes, including regulatory filings, marketing reviews, transaction monitoring, and maintenance of core compliance programs. Her work centers on using internal systems and reporting tools to create consistency, strengthen workflows, and help advisors stay aligned with regulatory expectations. She is committed to supporting advisors so they can focus their energy where it matters most—their clients.
Prior to joining the Compliance team, Christie worked in operations, where she helped advisors run efficient, client-focused practices while navigating the day-to-day demands of growing firms.
Christie holds a Bachelor of Science in Business Administration from the University of Virginia and maintains her Series 7, 66, and Georgia insurance licenses.
Originally from Southwest Virginia, Christie grew up in Englewood, CO, and now resides in Roswell, GA. Outside of work, she enjoys reading, crocheting, and spending time with family and friends.
